SEC Form 4 · accession 0001228379-18-000096
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael N Mears
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Phantom SharesF1,F2 | — | Oct 25, 2018 | A | 1,565 | A | — | — | Common Stock | 1,565 | 1,565 | D |
Explanation of responses
- F1Conversion of Derivative Security is 1 for 1.
- F2Shares vest in equal annual installments as to one-third of the original grant (together with related reinvested dividend equivalents) on each of the first three anniversaries of the grant date. Unvested shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation from service.