SEC Form 4 · accession 0001228379-17-000073
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack T Taylor
Director
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Phantom SharesF1,F2 | — | May 12, 2017 | A | 538 | A | — | — | Common Stock | 538 | 538 | D |
Explanation of responses
- F1Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.
- F2Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2018 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.