SEC Form 4 · accession 0001228379-17-000046

SEMPRA · SRE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 6, 2017

Accepted (ET)

Mar 6, 2017 · 3:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001032208

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 6, 2017	M	5,000	$46.02	A	21,247	D
Common Stock^F2	Mar 6, 2017	S	5,000	$108.92	D	16,247	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (4/30/2009 - 5,000 shares)^F3,F4	$46.02	Mar 6, 2017	M	5,000	D	—	—	Common Stock	5,000	0	D

F1Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
F2Weighted average of sales prices. Actual prices range from $108.66 to $109.13. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
F3Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
F4Not applicable.