SEC Form 4 · accession 0001228379-16-000143
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Rutledge
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 8, 2016 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 5,000 | $64.81 | A | 10,838 | D | |
| Common Stock | Aug 8, 2016 | S | 5,000 | $107.20 | D | 5,838 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (4/26/2007) - 5,000 shares)F1,F2 | $64.81 | Aug 8, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
- F2Not applicable.