SEC Form 4 · accession 0001228379-16-000129
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack T Taylor
Director
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Phantom SharesF2,F1 | — | May 12, 2016 | A | 569 | A | — | — | Common Stock | 569 | 569 | D |
Explanation of responses
- F1Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.
- F2Restricted phantom shares of Sempra Energy Common Stock acquired as director compensation. Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2017 Annual Meeting of Sempra Energy Shareholders. Following termination of service as a director, the then market value of the shares plus reinvested dividend equivalents is paid to the director in cash.