SEC Form 4 · accession 0001228379-15-000074
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Brown
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 2, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1,F5,F2,F3,F4 | — | Oct 1, 2015 | A | 130 | A | — | — | Common Stock | 130 | 4,253 | D |
Explanation of responses
- F1Phantom shares of Sempra Energy Common Stock acquired as director compensation.
- F2Conversion of Derivative Security is 1 for 1.
- F3Date exercisable is immediate for shares that have vested.
- F4Expiration date is Not Applicable.
- F5Total includes 1,346.882 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.