SEC Form 4 · accession 0001228379-15-000038
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Snell
Officer — President
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 5,600 | $55.90 | A | 101,412 | D | |
| Common StockF2 | May 8, 2015 | S | 5,600 | $106.01 | D | 95,812 | D | |
| Common Stock | May 11, 2015 | M | 21,500 | $55.90 | A | 117,312 | D | |
| Common StockF3 | May 11, 2015 | S | 21,500 | $106.10 | D | 95,812 | D | |
| Common Stock | holding | — | — | — | 2,542 | I | 401(k) savings plan 05/07/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (1/4/2010 - 27,100)F5,F4 | $55.90 | May 8, 2015 | M | 5,600 | D | — | — | Common Stock | 5,600 | 21,500 | D |
| Employee Stock Option (1/4/2010 - 27,100)F5,F4 | $55.90 | May 11, 2015 | M | 21,500 | D | — | — | Common Stock | 21,500 | 0 | D |
Explanation of responses
- F1Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- F2Weighted average of sales prices. Actual prices range from $106.00 to $106.05. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- F3Weighted average of sales prices. Actual prices range from $106.00 to $106.21. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- F4Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
- F5Not applicable.