SEC Form 4 · accession 0001228379-15-000023
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Brocksmith Jr.
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 5,000 | $64.81 | A | 8,696 | D | |
| Common StockF1 | Mar 5, 2015 | S | 5,000 | $108.73 | D | 3,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (4/26/2007-5,000 shares)F2,F3 | $64.81 | Mar 5, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Weighted average of sales prices. Actual prices range from $108.72 to 108.76. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- F2Non-employee director stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares parenthetically indicated. Fully exercisable as to all shares subject thereto commencing on the date of the Sempra Energy Annual Meeting of Shareholders next succeeding the date of grant or, if earlier, the occurrence of a change in control (as defined) or termination of director service as a result of death, disability, retirement (as defined) or involuntary termination (other than for cause). Expires ten years from date of grant or, if earlier, five years following termination of director service.
- F3Not applicable.