SEC Form 4 · accession 0001127602-19-010317
SLM Corp · SLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Puleo
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | M | 26,000 | $2.0692 | A | 126,036 | D | |
| Common StockF2 | Mar 4, 2019 | F | 4,800 | $11.21 | D | 121,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $2.0692 | Mar 4, 2019 | M | 26,000 | D | Jun 12, 2009 | May 22, 2019 | Common Stock | 26,000 | 0 | D |
Explanation of responses
- F1Stock options exercised by the reporting person in advance of pending expiration of options.
- F2Represents shares withheld by the Company to satisfy the exercise price of the options.
Remarks
Exhibit 24 - Power of Attorney