SEC Form 4 · accession 0001127602-18-002717
SLM Corp · SLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jed H Pitcher
Director
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 8:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | M | 1,000 | $7.7102 | A | 37,164 | D | |
| Common StockF2 | Jan 25, 2018 | F | 670 | $11.52 | D | 36,494 | D | |
| Common Stock | Jan 25, 2018 | S | 330 | $11.514 | D | 36,164 | D | |
| Common Stock | holding | — | — | — | 2,633 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $7.7102 | Jan 25, 2018 | M | 1,000 | D | Jan 31, 2016 | Jan 31, 2018 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Stock options exercised by the reporting person in advance of pending expiration of options.
- F2Represents shares withheld by the Company to satisfy the exercise price of the options.