SEC Form 4 · accession 0001127602-17-034055
SLM Corp · SLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Puleo
Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | M | 19,572 | $6.4228 | A | 101,057 | D | |
| Common StockF2 | Dec 4, 2017 | F | 10,708 | $11.74 | D | 90,349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $6.4228 | Dec 4, 2017 | M | 19,572 | D | May 30, 2013 | Feb 7, 2018 | Common Stock | 19,572 | 0 | D |
Explanation of responses
- F1Stock options exercised by the reporting person in advance of pending expiration of options.
- F2Represents shares withheld by the Company to satisfy the exercise price of the options.