SEC Form 4 · accession 0001127602-17-010568
SLM Corp · SLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Thome
Officer — EVP & Chief Admin Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | S | 400 | $12.00 | D | 202,707 | D | |
| Common StockF1 | Mar 6, 2017 | S | 16,673 | $11.76 | D | 186,034 | D | |
| Common Stock | Mar 7, 2017 | S | 2,120 | $11.80 | D | 183,914 | D | |
| Common StockF2 | holding | — | — | — | 40,847 | I | 401(k) Savings Plan | |
| Common StockF2 | holding | — | — | — | 23,847 | I | Supplemental 401(k) Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $11.67 to $11.80. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of units sold at each price within the range.
- F2Represents the number of units held in a unitized stock fund in the Sallie Mae 401(k) Savings Plan and the Sallie Mae Supplemental 401(k) Savings Plan as of February 24, 2017.