Form4insider filings, from the source

SEC Form 4/A · accession 0001140361-15-020797

Echo Therapeutics, Inc. · ECTE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Period of report
Dec 18, 2014
Accepted (ET)
May 18, 2015 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031927

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Dec 18, 2014J1,052,410—D511,273IBy Platinum Partners Value Arbitrage Fund L.P.
Common StockF1,F2,F4Dec 18, 2014J447,590—D272,603IBy Platinum Partners Liquid Opportunity Master Fund L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series F Preferred StockF1,F3,F5,F6,F7—Dec 18, 2014P420,168A——Common Stock420,168420,168I
WarrantsF1,F3,F8,F9$3.00Dec 18, 2014P1AJun 19, 2015Dec 18, 2019Common Stock420,1681I
Series F Preferred StockF1,F2,F3,F5,F6,F7—Dec 18, 2014J1,052,410A——Common Stock1,052,4101,472,578I
Series F Preferred StockF1,F2,F4,F5,F6,F7—Dec 18, 2014J447,590A——Common Stock447,590447,590I

Explanation of responses