SEC Form 4 · accession 0001179110-15-009510
VEECO INSTRUMENTS INC · VECO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Peeler
Officer — Chairman & CEO · Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 44,418 | $17.48 | A | 188,527 | D | |
| Common StockF1,F2 | Jun 8, 2015 | S | 44,418 | $30.87 | D | 144,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F3 | $17.48 | Jun 8, 2015 | M | 44,418 | D | — | Jun 11, 2015 | common stock | 44,418 | 0 | D |
Explanation of responses
- F1Represents securities sold pursuant to a 10b5-1 sales plan adopted by the reporting person.
- F2Reflects the weighted average sale price. Actual sale prices ranged from $30.62 to $31.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option was granted on June 12, 2008 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.