SEC Form 4 · accession 0001127602-19-010073

FIRSTENERGY CORP · FE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Eileen Mikkelsen

Officer — VP, Rates & Regulatory Affairs

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 7:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001031296

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Mar 1, 2019	M	617	—	A	17,189	D
Common Stock^F1,F3	Mar 1, 2019	D	617	$40.73	D	16,571	D
Common Stock^F4,F2,F3	Mar 1, 2019	M	2,101	—	A	18,672	D
Common Stock^F4,F3	Mar 1, 2019	F	638	$40.73	D	18,034	D
Common Stock^F5,F6,F3	Mar 1, 2019	M	188	—	A	18,222	D
Common Stock^F7,F3	Mar 1, 2019	D	27	$40.90	D	18,195	D
Common Stock^F5,F3	Mar 1, 2019	F	42	$40.90	D	18,153	D
Common Stock^F8	holding	—	—		—	2,929	I	By Savings Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
RSUC16^F2,F6,F1	—	Mar 1, 2019	M	617	D	—	—	Common Stock	617	D
RSUS16^F2,F6,F4	—	Mar 1, 2019	M	2,101	D	—	—	Common Stock	2,101	D
Phantom 3/16D^F6	—	Mar 1, 2019	M	188	D	Mar 1, 2019	Mar 1, 2019	Common Stock	188	D

Explanation of responses

F1Represents the vesting of the RSUC16 award. The award vested on March 1, 2019. Amounts also include dividend reinvestment.
F21 for 1. The RSUS16 and RSUC16 awards were previously granted for $0.00 under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
F3Balance includes restricted stock and shares acquired through dividend reinvestment.
F4Represents the vesting of the RSUS16 award. The award vested on March 1, 2019. The shares coded "F" were automatically withheld to cover tax obligations associated with the payout. Amounts also include dividend reinvestment.
F5These transactions reflect the conversion of stock originally deferred for three years and dividend equivalents accrued during that time, and credited to the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan's Phantom 3/16D account, to directly-held common stock. The shares coded as "F" were automatically withheld to cover tax obligations.
F61 for 1
F7Dividend equivalents that accrue after January 1, 2014 on shares held in the Phantom 3/16D account are paid in cash under the terms of the FirstEnergy Corp. Amended and Restated Executive Deferred Compensation Plan.
F8FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2019.