SEC Form 4 · accession 0001127602-18-009058
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Cottle
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2018 | A | 998 | $33.81 | A | 11,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 37,601 | 37,601 | D |
Explanation of responses
- F1Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan.
- F2Includes shares acquired through dividend reinvestments.
- F31 for 1
- F4This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
- F5Includes phantom stock units acquired through dividend reinvestments.