SEC Form 4 · accession 0001127602-17-010111
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Dowling
Officer — Sr VP, External Affairs
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2017 | M | 15,124 | — | A | 48,858 | D | |
| Common StockF1,F3 | Mar 1, 2017 | F | 5,007 | $31.74 | D | 43,851 | D | |
| Common StockF4 | holding | — | — | — | 2,255 | I | By Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUP19F1,F2,F5 | — | Mar 1, 2017 | M | 15,124 | D | — | — | Common Stock | 15,124 | 0 | D |
Explanation of responses
- F1The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.
- F21 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan.
- F3Balance includes restricted stock and shares acquired through dividend reinvestment.
- F4FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2017.
- F51 for 1