SEC Form 4 · accession 0001127602-17-009175
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Smart
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,640 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By family foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F5,F3,F4 | — | Feb 27, 2017 | A | 1,052 | A | — | — | Common Stock | 1,052 | 66,318 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestments.
- F2Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F31 for 1
- F4This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
- F5Includes phantom stock units acquired through dividend reinvestments.