SEC Form 4 · accession 0001127602-17-009157
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest J Novak Jr.
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | — | Feb 27, 2017 | A | 1,237 | A | — | — | Common Stock | 1,237 | 54,850 | D |
Explanation of responses
- F1Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F21 for 1
- F3This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
- F4Includes phantom stock units acquired through dividend reinvestments.