SEC Form 4 · accession 0001127602-17-009149
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore J Kleisner
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,840 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | — | Feb 27, 2017 | A | 1,052 | A | — | — | Common Stock | 1,052 | 20,776 | D |
| Phantom Stock UnitsF5,F2 | — | holding | — | — | — | — | — | Common Stock | 9,911 | 9,911 | D |
| Phantom StockF7,F2,F6 | — | holding | — | — | — | — | — | Common Stock | 561 | 561 | D |
Explanation of responses
- F1Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F21 for 1
- F3This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
- F4Includes phantom stock units acquired through dividend reinvestments.
- F5Phantom stock units are paid in shares in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock units acquired through dividend reinvestments.
- F6Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.
- F7Phantom stock is paid in cash in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock acquired through dividend reinvestments.