SEC Form 4 · accession 0001127602-17-009146
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia L Johnson
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F5,F3,F4 | — | Feb 27, 2017 | A | 1,052 | A | — | — | Common Stock | 1,052 | 31,357 | D |
| Phantom Stock UnitsF6,F3 | — | holding | — | — | — | — | — | Common Stock | 18,868 | 18,868 | D |
| Phantom StockF8,F3,F7 | — | holding | — | — | — | — | — | Common Stock | 9,301 | 9,301 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestments.
- F2Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F31 for 1
- F4This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, other than a portion of which that will pay on January 1, 2023 and a portion that will pay on January 1, 2024 unless the director concludes service prior, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
- F5Includes phantom stock units acquired through dividend reinvestments.
- F6Phantom stock units are paid in shares in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock units acquired through dividend reinvestments.
- F7Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.
- F8Phantom stock is paid in cash in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock acquired through dividend reinvestments.