SEC Form 4 · accession 0001127602-16-066758
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Cottle
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 8:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | — | Nov 9, 2016 | A | 1,001 | A | — | — | Common Stock | 1,001 | 35,539 | D |
Explanation of responses
- F1Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F21 for 1
- F3In accordance with the terms and conditions of the FirstEnergy Corp Deferred Compensation Plan for Outside Directors.
- F4Includes phantom stock units acquired through dividend reinvestments.