SEC Form 4 · accession 0001127602-16-061685
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bennett L Gaines
Officer — Sr VP Corp Svcs & CIO
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 31, 2016 | F | 1,782 | $32.44 | D | 24,276 | D | |
| Common StockF3 | holding | — | — | — | 1,733 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects the number of shares withheld pursuant to the terms of the Restricted Stock Award Agreement and in accordance with the FirstEnergy Corp. 2007 Incentive Plan, as amended, to satisfy the reporting person's tax withholding obligation upon the vesting of 5,383.143 shares of restricted common stock.
- F2Balance includes shares acquired through dividend reinvestment.
- F3FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of June 30, 2016.
Remarks
Exhibit 24: Power of Attorney (attached)