SEC Form 4 · accession 0001127602-16-060961
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Dowling
Officer — Sr VP, External Affairs
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2016 | A | 12,195 | $32.80 | A | 33,122 | D | |
| Common StockF3 | holding | — | — | — | 2,177 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock was granted pursuant to an award agreement between FirstEnergy Corp. and Michael J. Dowling dated on August 19, 2016. The award agreement provides that the shares will vest on August 19, 2020, subject to continuous employment through such date.
- F2Balance includes shares acquired through dividend reinvestment.
- F3FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of June 30, 2016.
Remarks
Exhibit 24: Power of Attorney (attached)