SEC Form 4 · accession 0001127602-16-043141
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Smart
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,484 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By family foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F5,F3,F4 | — | Feb 22, 2016 | A | 1,017 | A | — | — | Common Stock | 1,017 | 59,490 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestments.
- F2Represents shares paid quarterly for director compensation under the 2015 Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors.
- F31 for 1
- F4In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F5Includes phantom stock units acquired through dividend reinvestments.