SEC Form 4 · accession 0001127602-16-043129
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Theodore J Kleisner
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,339 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | — | Feb 22, 2016 | A | 1,017 | A | — | — | Common Stock | 1,017 | 15,914 | D |
| Phantom StockF6,F2,F5 | — | holding | — | — | — | — | — | Common Stock | 537 | 537 | D |
| Phantom Stock UnitsF7,F2 | — | holding | — | — | — | — | — | Common Stock | 9,484 | 9,484 | D |
Explanation of responses
- F1Represents shares paid quarterly for director compensation under the 2015 Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors.
- F21 for 1
- F3In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F4Includes phantom stock units acquired through dividend reinvestments.
- F5Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.
- F6Phantom stock is paid in cash in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock acquired through dividend reinvestments.
- F7Phantom stock units are paid in shares in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock units acquired through dividend reinvestments.