SEC Form 4 · accession 0001127602-16-043127
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia L Johnson
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F5,F3,F4 | — | Feb 22, 2016 | A | 1,017 | A | — | — | Common Stock | 1,017 | 26,038 | D |
| Phantom StockF7,F3,F6 | — | holding | — | — | — | — | — | Common Stock | 8,900 | 8,900 | D |
| Phantom Stock UnitsF8,F3 | — | holding | — | — | — | — | — | Common Stock | 18,054 | 18,054 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestments.
- F2Represents shares paid quarterly for director compensation under the 2015 Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors.
- F31 for 1
- F4In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
- F5Includes phantom stock units acquired through dividend reinvestments.
- F6Each share of phantom stock is the economic equivalent of one share of FirstEnergy Corp. common stock.
- F7Phantom stock is paid in cash in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock acquired through dividend reinvestments.
- F8Phantom stock units are paid in shares in accordance with Allegheny Energy, Inc. Amended and Restated Revised Plan for Deferral of Compensation of Directors. Includes phantom stock units acquired through dividend reinvestments.