SEC Form 4 · accession 0001127602-15-024778
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Pearson
Officer — SVP & CFO
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | A | 30,000 | $0.00 | A | 48,362 | D | |
| Common StockF3 | holding | — | — | — | 34,504 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock was granted subject to the achievement of certain performance objectives by December 31, 2017 and, subject to certain exceptions, continuous employment through October 30, 2019, pursuant to an award agreement between FirstEnergy Corp. and James F. Pearson effective on August 10, 2015.
- F2Balance includes shares acquired through dividend reinvestment.
- F3FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of June 30, 2015.