SEC Form 4 · accession 0001127602-15-010578

FIRSTENERGY CORP · FE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Chairman · Director

Period of report

Mar 5, 2015

Accepted (ET)

Mar 9, 2015 · 2:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001031296

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 5, 2015	M	67,143	—	A	529,482	D
Common Stock^F1,F2	Mar 5, 2015	A	67,144	—	A	596,626	D
Common Stock^F1,F3	Mar 5, 2015	F	64,055	$34.64	D	532,571	D
Common Stock^F4,F5	holding	—	—		—	381	I	By Child's Savings Plan
Common Stock^F5	holding	—	—		—	110,874	I	By Children
Common Stock^F4	holding	—	—		—	36,648	I	By Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
RSUP17^F1,F2	—	Mar 5, 2015	M	67,143	D	Mar 5, 2015	Mar 5, 2015	Common Stock	67,143	0	D
Phantom / Retirement^F7,F2,F6	—	holding	—	—	—	—	—	Common Stock	48,683	48,683	D
RSUP18^F7,F2	—	holding	—	—	—	Mar 1, 2016	Mar 1, 2016	Common Stock	68,987	68,987	D
Stock Options (Right to Buy)	$37.75	holding	—	—	—	Apr 30, 2013	Feb 25, 2021	Common Stock	200,643	200,643	D

F1The amount listed in Table II represents 50% of the original RSUP17 award, which was the minimum amount guaranteed to be paid out upon vesting. The award vested on March 5, 2015 and because the performance targets were achieved, the award was paid out at a performance rate of 100%. The shares coded "A" represent the portion attributable to this performance adjustment. The shares coded "F" were withheld to cover income tax obligations associated with the payout.
F21 for 1
F3Balance includes restricted stock acquired through dividend reinvestments.
F4FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, which includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2014.
F5The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F6This holding reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee.
F7Includes stock units acquired through dividend reinvestment.