SEC Form 4 · accession 0001127602-15-010327
FIRSTENERGY CORP · FE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Jones
Officer — Pres. & Chief Exec. Officer
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 3, 2015 | S | 16,366 | $34.356 | D | 46,487 | D | |
| Common StockF4 | holding | — | — | — | 17,703 | I | By Savings Plan | |
| Common StockF4 | holding | — | — | — | 8,381 | I | By Wife's Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects the number of Common Shares sold pursuant to the terms of the Restricted Stock Award Agreement and in accordance with the FirstEnergy Corp. 2007 Incentive Plan, as amended, to satisfy the reporting person's tax withholding obligation upon the vesting of 39,068.8385 restricted Common Shares.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.32 to $34.39, inclusive. The reporting person undertakes to provide to FirstEnergy Corp., any security holder of FirstEnergy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Balance includes shares acquired through dividend reinvestments.
- F4FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, which includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of December 31, 2014.