SEC Form 4 · accession 0001127602-18-001276
GROUP 1 AUTOMOTIVE INC · GPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl J Hesterberg
Officer — President & CEO · Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001031203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 3, 2018 | S | 2,000 | $72.066 | D | 134,065 | D | |
| Common StockF3 | Jan 4, 2018 | S | 4,000 | $73.0012 | D | 130,065 | D | |
| Common StockF4 | Jan 4, 2018 | S | 1,739 | $73.8562 | D | 128,326 | D | |
| Common StockF5 | Jan 5, 2018 | S | 6,898 | $73.9578 | D | 121,428 | D | |
| Common StockF6 | Jan 5, 2018 | S | 3,102 | $74.6796 | D | 118,326 | D | |
| Common StockF7 | Jan 5, 2018 | S | 9,500 | $76.1857 | D | 108,826 | D | |
| Common StockF8 | Jan 5, 2018 | S | 386 | $76.5966 | D | 108,440 | D | |
| Common Stock | Jan 5, 2018 | S | 38 | $75.1941 | D | 14,562 | I | Susan Hesterberg, Trustee of Irrevocable Trust B |
| Common Stock | Jan 5, 2018 | S | 38 | $75.1941 | D | 14,562 | I | Susan Hesterberg, Trustee of Irrevocable Trust J |
| Common Stock | Jan 5, 2018 | S | 38 | $75.1941 | D | 14,562 | I | Susan Hesterberg, Trustee of Irrevocable Trust M |
| Common Stock | holding | — | — | — | 7,500 | I | BH 2016 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 215,942 | I | Hesterberg Management Trust | |
| Common Stock | holding | — | — | — | 7,500 | I | MH 2016 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.50 to $72.50, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.51 to $73.50, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.40 to $74.39, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.4075 to $75.1725, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.56 to $76.52, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.575 to $76.635, inclusive. The reporting person undertakes to provide to Group 1 Automotive, Inc., any security holder of Group 1 Automotive, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 8 to this Form 4.