SEC Form 4 · accession 0001511284-16-000167
TRC COMPANIES INC /DE/ · TRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin H Dodd
Officer — SVP , Sec'y. and Gen. Counsel
Period of report
Dec 8, 2016
Accepted (ET)
Dec 8, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Dec 8, 2016 | M | 3,742 | $9.34 | A | 132,540 | D | |
| Common Stock, $0.10 par valueF1 | Dec 8, 2016 | S | 3,742 | $9.76 | D | 128,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - non-qualified | $9.34 | Dec 8, 2016 | M | 3,742 | D | Jan 12, 2008 | Jan 12, 2017 | Common Stock | 3,742 | 0 | D |
Explanation of responses
- F1The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.80, inclusive.