SEC Form 4 · accession 0001511284-16-000161
TRC COMPANIES INC /DE/ · TRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Mayer
Officer — Senior Vice President
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Nov 28, 2016 | M | 10,436 | $9.01 | A | 178,468 | D | |
| Common Stock, $.10 par valueF1 | Nov 28, 2016 | S | 10,436 | $9.71 | D | 168,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - non qualified | $9.01 | Nov 28, 2016 | M | 10,436 | D | Jan 3, 2008 | Jan 3, 2017 | Common Stock | 10,436 | 19,564 | D |
Explanation of responses
- F1The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive.