SEC Form 4 · accession 0001511284-15-000088
TRC COMPANIES INC /DE/ · TRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin H Dodd
Officer — SVP , Sec'y. and Gen. Counsel
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Dec 8, 2015 | M | 7,500 | $9.92 | A | 159,937 | D | |
| Common Stock, $0.10 par valueF1 | Dec 8, 2015 | S | 7,500 | $10.42 | D | 152,437 | D | |
| Common Stock, $0.10 par value | Dec 9, 2015 | M | 2,450 | $9.92 | A | 154,887 | D | |
| Common Stock, $0.10 par valueF2 | Dec 9, 2015 | S | 2,450 | $10.33 | D | 152,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - non-qualified | $9.92 | Dec 8, 2015 | M | 7,500 | D | Jan 25, 2007 | Jan 25, 2016 | Common Stock | 7,500 | 2,450 | D |
| Stock Option - non-qualified | $9.92 | Dec 9, 2015 | M | 2,450 | D | Jan 25, 2007 | Jan 25, 2016 | Common Stock | 2,450 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.40 to $10.45, inclusive.
- F2The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.33 to $10.35, inclusive.