SEC Form 4 · accession 0001511284-15-000086
TRC COMPANIES INC /DE/ · TRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin H Dodd
Officer — SVP , Sec'y. and Gen. Counsel
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Dec 3, 2015 | M | 5,000 | $9.92 | A | 157,437 | D | |
| Common Stock, $0.10 par valueF1 | Dec 3, 2015 | S | 5,000 | $10.52 | D | 152,437 | D | |
| Common Stock, $0.10 par value | Dec 4, 2015 | M | 50 | $9.92 | A | 152,487 | D | |
| Common Stock, $0.10 par value | Dec 4, 2015 | S | 50 | $10.50 | D | 152,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - non-qualified | $9.92 | Dec 3, 2015 | M | 5,000 | D | Jan 25, 2007 | Jan 25, 2016 | Common Stock | 5,000 | 10,000 | D |
| Stock Option - non-qualified | $9.92 | Dec 4, 2015 | M | 50 | D | Jan 25, 2007 | Jan 25, 2016 | Common Stock | 50 | 9,950 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.51 to $10.60, inclusive.