SEC Form 4 · accession 0001511284-15-000009
TRC COMPANIES INC /DE/ · TRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Thomas Casey
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Feb 11, 2015 | M | 1,800 | $5.98 | A | 105,093 | D | |
| Common Stock, $.10 par valueF1 | Feb 11, 2015 | S | 1,800 | $7.17 | D | 103,293 | D | |
| Common Stock, $.10 par value | Feb 12, 2015 | M | 6,200 | $5.98 | A | 109,493 | D | |
| Common Stock, $.10 par valueF2 | Feb 12, 2015 | S | 6,200 | $7.10 | D | 103,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - non-qualified | $5.98 | Feb 11, 2015 | M | 1,800 | D | Nov 7, 2008 | Feb 21, 2015 | Common Stock | 1,800 | 6,200 | D |
| Stock Option - non-qualified | $5.98 | Feb 12, 2015 | M | 6,200 | D | Nov 7, 2008 | Feb 21, 2015 | Common Stock | 6,200 | 0 | D |
Explanation of responses
- F1The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.15 to $7.20, inclusive.
- F2The price report in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.17, inclusive.