SEC Form 4 · accession 0001719103-18-000002
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Geoffrey Raynor
Director · 10% Owner
Renegade Swish, LLC
Director · 10% Owner
CAPTAIN Q, LLC
Director · 10% Owner
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 13, 2018 | A | 5,875 | — | A | 5,875 | D | |
| Common StockF2,F3,F4 | holding | — | — | — | 1,177,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units representing a contingent right to receive the equivalent number of shares of GLF common stock for no consideration that vests on November 15, 2018 (the "Award"). Such right is currently held by Scott McCarty (see note 2 below); however, the shares subject to the Award will be held by Renegade Swish, LLC ("RS") upon their issuance.
- F2Each of Captain Q (defined below), RS and Raynor (defined below) may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 (the "Act") by virtue of the fact that Scott McCarty, an employee of RS, currently serves on the board of directors of the issuer. Each of Captain Q, RS and Raynor hereby disclaims beneficial ownership of all shares reported herein, except to the extent of any direct or indirect pecuniary interest therein.
- F3RS is the sole manager of Captain Q, LLC ("Captain Q"), which is the holder of such 1,177,150 shares reported herein. RS is controlled and indirectly wholly owned by Geoffrey P. Raynor ("Raynor").
- F4All shares reported herein as being owned by Captain Q are held by Captain Q in its capacity as the general partner of 5 Essex, L.P.