SEC Form 4 · accession 0001719103-17-000005
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Geoffrey Raynor
Director · 10% Owner
Renegade Swish, LLC
Director · 10% Owner
CAPTAIN Q, LLC
Director · 10% Owner
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 21, 2017 | P | 8,334 | $19.00 | A | 1,177,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reported herein as being owned by Captain Q, LLC ("Captain Q") are held by Captain Q in its capacity as the general partner of 5 Essex, L.P. This filing shall not be deemed an admission that Captain Q is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act").
- F2Renegade Swish, LLC ("RS") is the sole manager of Captain Q, which is the holder of the shares reported herein. RS is controlled and indirectly wholly owned by Geoffrey P. Raynor ("Raynor"). Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, each of Captain Q, RS and Raynor is deemed to be the beneficial owner of any such shares beneficially owned by Captain Q only to the extent of the greater of his or its respective direct or indirect interest therein. Each of Captain Q, RS and Raynor hereby disclaims beneficial ownership of all such shares, except to the extent of any direct or indirect pecuniary interest therein.
- F3Each of Captain Q, RS and Raynor may be deemed to be a director by deputization for purposes of Section 16 under the Act by virtue of the fact that Scott McCarty, an employee of RS, currently serves on the board of directors of the issuer.