SEC Form 5 · accession 0001437749-17-000619
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Mitchell
Officer — EVP & CFO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 12, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 15, 2016 | A | 1,011 | A | — | — | Common Stock | 1,011 | 16,551 | D |
| Phantom StockF1 | — | Jan 29, 2016 | A | 752 | A | — | — | Common Stock | 752 | 17,304 | D |
| Phantom StockF1 | — | Feb 12, 2016 | A | 929 | A | — | — | Common Stock | 929 | 18,233 | D |
| Phantom StockF1 | — | Feb 29, 2016 | A | 794 | A | — | — | Common Stock | 794 | 19,027 | D |
| Phantom StockF1 | — | Mar 15, 2016 | A | 439 | A | — | — | Common Stock | 439 | 19,467 | D |
| Phantom StockF1 | — | Mar 31, 2016 | A | 462 | A | — | — | Common Stock | 462 | 19,929 | D |
| Phantom StockF1 | — | Apr 15, 2016 | A | 536 | A | — | — | Common Stock | 536 | 20,465 | D |
| Phantom StockF1 | — | Apr 29, 2016 | A | 421 | A | — | — | Common Stock | 421 | 20,885 | D |
| Phantom StockF1 | — | May 13, 2016 | A | 613 | A | — | — | Common Stock | 613 | 21,499 | D |
| Phantom StockF1 | — | May 31, 2016 | A | 880 | A | — | — | Common Stock | 880 | 22,379 | D |
| Phantom StockF1 | — | Jun 15, 2016 | A | 771 | A | — | — | Common Stock | 771 | 23,150 | D |
| Phantom StockF1 | — | Jun 30, 2016 | A | 911 | A | — | — | Common Stock | 911 | 24,061 | D |
| Phantom StockF1 | — | Jul 15, 2016 | A | 834 | A | — | — | Common Stock | 834 | 24,895 | D |
| Phantom StockF1 | — | Jul 29, 2016 | A | 983 | A | — | — | Common Stock | 983 | 25,878 | D |
| Phantom StockF1 | — | Aug 15, 2016 | A | 1,072 | A | — | — | Common Stock | 1,072 | 26,950 | D |
| Phantom StockF1 | — | Aug 31, 2016 | A | 1,326 | A | — | — | Common Stock | 1,326 | 28,277 | D |
| Phantom StockF1 | — | Sep 15, 2016 | A | 1,455 | A | — | — | Common Stock | 1,455 | 29,732 | D |
| Phantom StockF1 | — | Sep 30, 2016 | A | 1,698 | A | — | — | Common Stock | 1,698 | 31,429 | D |
| Phantom StockF1 | — | Oct 14, 2016 | A | 1,901 | A | — | — | Common Stock | 1,901 | 33,331 | D |
| Phantom StockF1 | — | Oct 31, 2016 | A | 2,480 | A | — | — | Common Stock | 2,480 | 35,811 | D |
| Phantom StockF1 | — | Nov 15, 2016 | A | 2,113 | A | — | — | Common Stock | 2,113 | 37,923 | D |
| Phantom StockF1 | — | Nov 30, 2016 | A | 2,282 | A | — | — | Common Stock | 2,282 | 40,205 | D |
| Phantom StockF1 | — | Dec 14, 2016 | A | 5,769 | A | — | — | Common Stock | 5,769 | 45,974 | D |
| Phantom StockF1 | — | Dec 15, 2016 | A | 1,739 | A | — | — | Common Stock | 1,739 | 47,713 | D |
| Phantom StockF1 | — | Dec 30, 2016 | A | 1,630 | A | — | — | Common Stock | 1,630 | 49,342 | D |
Explanation of responses
- F1Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.