SEC Form 5 · accession 0001437749-17-000618
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Darling
Officer — SVP - CHRO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 12, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 15, 2016 | A | 785 | A | — | — | Common Stock | 785 | 21,085 | D |
| Phantom StockF1 | — | Jan 29, 2016 | A | 584 | A | — | — | Common Stock | 584 | 21,669 | D |
| Phantom StockF1 | — | Feb 12, 2016 | A | 721 | A | — | — | Common Stock | 721 | 22,390 | D |
| Phantom StockF1 | — | Feb 29, 2016 | A | 616 | A | — | — | Common Stock | 616 | 23,006 | D |
| Phantom StockF1 | — | Mar 15, 2016 | A | 341 | A | — | — | Common Stock | 341 | 23,347 | D |
| Phantom StockF1 | — | Mar 31, 2016 | A | 359 | A | — | — | Common Stock | 359 | 23,705 | D |
| Phantom StockF1 | — | Apr 15, 2016 | A | 416 | A | — | — | Common Stock | 416 | 24,121 | D |
| Phantom StockF1 | — | Apr 29, 2016 | A | 326 | A | — | — | Common Stock | 326 | 24,448 | D |
| Phantom StockF1 | — | May 13, 2016 | A | 476 | A | — | — | Common Stock | 476 | 24,923 | D |
| Phantom StockF1 | — | May 31, 2016 | A | 683 | A | — | — | Common Stock | 683 | 25,606 | D |
| Phantom StockF1 | — | Jun 15, 2016 | A | 598 | A | — | — | Common Stock | 598 | 26,204 | D |
| Phantom StockF1 | — | Jun 30, 2016 | A | 707 | A | — | — | Common Stock | 707 | 26,911 | D |
| Phantom StockF1 | — | Jul 15, 2016 | A | 647 | A | — | — | Common Stock | 647 | 27,558 | D |
| Phantom StockF1 | — | Jul 29, 2016 | A | 763 | A | — | — | Common Stock | 763 | 28,321 | D |
| Phantom StockF1 | — | Aug 15, 2016 | A | 832 | A | — | — | Common Stock | 832 | 29,152 | D |
| Phantom StockF1 | — | Aug 31, 2016 | A | 1,029 | A | — | — | Common Stock | 1,029 | 30,181 | D |
| Phantom StockF1 | — | Sep 15, 2016 | A | 1,129 | A | — | — | Common Stock | 1,129 | 31,310 | D |
| Phantom StockF1 | — | Sep 30, 2016 | A | 1,317 | A | — | — | Common Stock | 1,317 | 32,627 | D |
| Phantom StockF1 | — | Oct 14, 2016 | A | 1,475 | A | — | — | Common Stock | 1,475 | 34,102 | D |
| Phantom StockF1 | — | Oct 31, 2016 | A | 1,924 | A | — | — | Common Stock | 1,924 | 36,025 | D |
| Phantom StockF1 | — | Nov 15, 2016 | A | 1,639 | A | — | — | Common Stock | 1,639 | 37,664 | D |
| Phantom StockF1 | — | Nov 30, 2016 | A | 1,770 | A | — | — | Common Stock | 1,770 | 39,434 | D |
| Phantom StockF1 | — | Dec 15, 2016 | A | 1,349 | A | — | — | Common Stock | 1,349 | 40,783 | D |
| Phantom StockF1 | — | Dec 30, 2016 | A | 1,264 | A | — | — | Common Stock | 1,264 | 42,047 | D |
Explanation of responses
- F1Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.