SEC Form 5 · accession 0001437749-17-000617
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Quintin Kneen
Officer — President & CEO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 12, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 15, 2016 | A | 1,695 | A | — | — | Common Stock | 1,695 | 47,344 | D |
| Phantom StockF1 | — | Jan 29, 2016 | A | 1,262 | A | — | — | Common Stock | 1,262 | 48,605 | D |
| Phantom StockF1 | — | Feb 12, 2016 | A | 1,557 | A | — | — | Common Stock | 1,557 | 50,163 | D |
| Phantom StockF1 | — | Feb 29, 2016 | A | 1,332 | A | — | — | Common Stock | 1,332 | 51,495 | D |
| Phantom StockF1 | — | Mar 15, 2016 | A | 737 | A | — | — | Common Stock | 737 | 52,231 | D |
| Phantom StockF1 | — | Mar 31, 2016 | A | 775 | A | — | — | Common Stock | 775 | 53,006 | D |
| Phantom StockF1 | — | Apr 15, 2016 | A | 899 | A | — | — | Common Stock | 899 | 53,905 | D |
| Phantom StockF1 | — | Apr 29, 2016 | A | 705 | A | — | — | Common Stock | 705 | 54,610 | D |
| Phantom StockF1 | — | May 13, 2016 | A | 1,028 | A | — | — | Common Stock | 1,028 | 55,638 | D |
| Phantom StockF1 | — | May 31, 2016 | A | 1,476 | A | — | — | Common Stock | 1,476 | 57,114 | D |
| Phantom StockF1 | — | Jun 15, 2016 | A | 1,292 | A | — | — | Common Stock | 1,292 | 58,406 | D |
| Phantom StockF1 | — | Jun 30, 2016 | A | 1,528 | A | — | — | Common Stock | 1,528 | 59,934 | D |
| Phantom StockF1 | — | Jul 15, 2016 | A | 1,398 | A | — | — | Common Stock | 1,398 | 61,332 | D |
| Phantom StockF1 | — | Jul 29, 2016 | A | 1,649 | A | — | — | Common Stock | 1,649 | 62,981 | D |
| Phantom StockF1 | — | Aug 15, 2016 | A | 1,797 | A | — | — | Common Stock | 1,797 | 64,778 | D |
| Phantom StockF1 | — | Aug 31, 2016 | A | 2,224 | A | — | — | Common Stock | 2,224 | 67,002 | D |
| Phantom StockF1 | — | Sep 15, 2016 | A | 2,439 | A | — | — | Common Stock | 2,439 | 69,441 | D |
| Phantom StockF1 | — | Sep 30, 2016 | A | 2,846 | A | — | — | Common Stock | 2,846 | 72,287 | D |
| Phantom StockF1 | — | Oct 14, 2016 | A | 3,188 | A | — | — | Common Stock | 3,188 | 75,475 | D |
| Phantom StockF1 | — | Oct 31, 2016 | A | 4,158 | A | — | — | Common Stock | 4,158 | 79,632 | D |
| Phantom StockF1 | — | Nov 15, 2016 | A | 3,542 | A | — | — | Common Stock | 3,542 | 83,174 | D |
| Phantom StockF1 | — | Nov 30, 2016 | A | 3,825 | A | — | — | Common Stock | 3,825 | 86,999 | D |
| Phantom StockF1 | — | Dec 15, 2016 | A | 2,915 | A | — | — | Common Stock | 2,915 | 89,915 | D |
| Phantom StockF1 | — | Dec 30, 2016 | A | 2,732 | A | — | — | Common Stock | 2,732 | 92,647 | D |
Explanation of responses
- F1Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.