SEC Form 5 · accession 0001437749-17-000616
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel R Rubio
Officer — SVP - Controller & CAO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 12, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 15, 2016 | A | 742 | A | — | — | Common Stock | 742 | 23,709 | D |
| Phantom StockF1 | — | Jan 29, 2016 | A | 552 | A | — | — | Common Stock | 552 | 24,261 | D |
| Phantom StockF1 | — | Feb 12, 2016 | A | 682 | A | — | — | Common Stock | 682 | 24,943 | D |
| Phantom StockF1 | — | Feb 29, 2016 | A | 583 | A | — | — | Common Stock | 583 | 25,526 | D |
| Phantom StockF1 | — | Mar 15, 2016 | A | 323 | A | — | — | Common Stock | 323 | 25,849 | D |
| Phantom StockF1 | — | Mar 31, 2016 | A | 339 | A | — | — | Common Stock | 339 | 26,188 | D |
| Phantom StockF1 | — | Apr 15, 2016 | A | 393 | A | — | — | Common Stock | 393 | 26,582 | D |
| Phantom StockF1 | — | Apr 29, 2016 | A | 309 | A | — | — | Common Stock | 309 | 26,890 | D |
| Phantom StockF1 | — | May 13, 2016 | A | 450 | A | — | — | Common Stock | 450 | 27,340 | D |
| Phantom StockF1 | — | May 31, 2016 | A | 646 | A | — | — | Common Stock | 646 | 27,986 | D |
| Phantom StockF1 | — | Jun 15, 2016 | A | 566 | A | — | — | Common Stock | 566 | 28,552 | D |
| Phantom StockF1 | — | Jun 30, 2016 | A | 669 | A | — | — | Common Stock | 669 | 29,221 | D |
| Phantom StockF1 | — | Jul 15, 2016 | A | 612 | A | — | — | Common Stock | 612 | 29,833 | D |
| Phantom StockF1 | — | Jul 29, 2016 | A | 722 | A | — | — | Common Stock | 722 | 30,555 | D |
| Phantom StockF1 | — | Aug 15, 2016 | A | 787 | A | — | — | Common Stock | 787 | 31,342 | D |
| Phantom StockF1 | — | Aug 31, 2016 | A | 974 | A | — | — | Common Stock | 974 | 32,315 | D |
| Phantom StockF1 | — | Sep 15, 2016 | A | 1,068 | A | — | — | Common Stock | 1,068 | 33,383 | D |
| Phantom StockF1 | — | Sep 30, 2016 | A | 1,246 | A | — | — | Common Stock | 1,246 | 34,629 | D |
| Phantom StockF1 | — | Oct 14, 2016 | A | 1,395 | A | — | — | Common Stock | 1,395 | 36,024 | D |
| Phantom StockF1 | — | Oct 31, 2016 | A | 1,820 | A | — | — | Common Stock | 1,820 | 37,845 | D |
| Phantom StockF1 | — | Nov 15, 2016 | A | 1,550 | A | — | — | Common Stock | 1,550 | 39,395 | D |
| Phantom StockF1 | — | Nov 30, 2016 | A | 1,675 | A | — | — | Common Stock | 1,675 | 41,070 | D |
| Phantom StockF1 | — | Dec 15, 2016 | A | 1,276 | A | — | — | Common Stock | 1,276 | 42,346 | D |
| Phantom StockF1 | — | Dec 30, 2016 | A | 1,196 | A | — | — | Common Stock | 1,196 | 43,542 | D |
Explanation of responses
- F1Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.