SEC Form 5 · accession 0001437749-17-000608
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy Muller
Officer — SVP - Gen Counsel & Corp Sect.
Period of report
Jun 15, 2016
Accepted (ET)
Jan 12, 2017 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jun 15, 2016 | A | 709 | A | — | — | Common Stock | 709 | 709 | D |
| Phantom StockF1 | — | Jun 30, 2016 | A | 839 | A | — | — | Common Stock | 839 | 1,548 | D |
| Phantom StockF1 | — | Jul 15, 2016 | A | 768 | A | — | — | Common Stock | 768 | 2,316 | D |
| Phantom StockF1 | — | Jul 29, 2016 | A | 905 | A | — | — | Common Stock | 905 | 3,221 | D |
| Phantom StockF1 | — | Aug 15, 2016 | A | 987 | A | — | — | Common Stock | 987 | 4,208 | D |
| Phantom StockF1 | — | Aug 31, 2016 | A | 1,221 | A | — | — | Common Stock | 1,221 | 5,429 | D |
| Phantom StockF1 | — | Sep 15, 2016 | A | 1,339 | A | — | — | Common Stock | 1,339 | 6,768 | D |
| Phantom StockF1 | — | Sep 30, 2016 | A | 1,563 | A | — | — | Common Stock | 1,563 | 8,330 | D |
| Phantom StockF1 | — | Oct 14, 2016 | A | 1,750 | A | — | — | Common Stock | 1,750 | 10,080 | D |
| Phantom StockF1 | — | Oct 31, 2016 | A | 2,283 | A | — | — | Common Stock | 2,283 | 12,363 | D |
| Phantom StockF1 | — | Nov 15, 2016 | A | 1,944 | A | — | — | Common Stock | 1,944 | 14,307 | D |
| Phantom StockF1 | — | Nov 30, 2016 | A | 2,100 | A | — | — | Common Stock | 2,100 | 16,407 | D |
| Phantom StockF1 | — | Dec 15, 2016 | A | 1,601 | A | — | — | Common Stock | 1,601 | 18,008 | D |
| Phantom StockF1 | — | Dec 30, 2016 | A | 1,500 | A | — | — | Common Stock | 1,500 | 19,508 | D |
Explanation of responses
- F1Phantom Stock units credited under the Company's Executive Nonqualified Excess Plan (the "Plan"). Participants are always 100% vested in their contributions to the Plan. Employer contributions vest according to the provision of the Plan, which is generally based on years of service (20% per year of credited service). A participant is 100% vested after 5 years of credited service.