SEC Form 4 · accession 0000921895-16-002922
GULFMARK OFFSHORE INC · GLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
William C Martin
Director · 10% Owner
Raging Capital Management, LLC
10% Owner
Raging Capital Fund (QP), LP
10% Owner
Raging Capital Offshore Fund, Ltd.
10% Owner
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 par valueF1 | Dec 30, 2015 | P | 20,000 | $4.8385 | A | 20,000 | D | |
| Class A Common Stock, $.01 par valueF1,F2 | holding | — | — | — | 1,582,849 | I | By Raging Capital Offshore Fund, Ltd. | |
| Class A Common Stock, $.01 par valueF1,F3 | holding | — | — | — | 3,530,306 | I | By Raging Capital Fund (QP), LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Raging Capital Offshore Fund, Ltd. ("Raging Capital Offshore Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- F2Represents securities owned directly by Raging Capital Offshore Fund. As the Investment Manager of Raging Capital Offshore Fund, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Offshore Fund. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Offshore Fund.
- F3Represents securities owned directly by Raging Capital Fund QP. As the Investment Manager of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Capital Fund QP.