SEC Form 4 · accession 0001140361-16-065671
VASCULAR SOLUTIONS INC · VASC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Emerson
Director
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001030206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 10,000 | $10.98 | A | 18,435 | D | |
| Common Stock | May 13, 2016 | M | 10,000 | $11.72 | A | 28,435 | D | |
| Common StockF1 | May 13, 2016 | S | 20,000 | $37.93 | D | 8,435 | D | |
| Common Stock | holding | — | — | — | 8,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.98 | May 13, 2016 | M | 10,000 | D | — | May 12, 2020 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $11.72 | May 13, 2016 | M | 10,000 | D | — | Apr 22, 2021 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $11.63 | holding | — | — | — | — | May 4, 2022 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $37.80 to $38.00 per share. Mr. Emerson has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- F2100% fully vested.