SEC Form 4 · accession 0001140361-18-000200
URSTADT BIDDLE PROPERTIES INC · UBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin j Bannon
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 2, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jan 2, 2018 | A | 1,100 | $0.00 | A | 31,600 | D | |
| Class A Common StockF3 | holding | — | — | — | 1,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 2, 2018, the Issuer entered into an agreement with Kevin J. Bannon (the "Reporting Person") whereby the Reporting Person was granted a restricted stock award of 1,100 shares of Class A Common Stock that vests on January 2, 2023, pursuant to the Issuer's Amended and Restated Restricted Stock Award Plan (the "Restricted Stock Award Plan").
- F2Of such shares, 5,200 are restricted shares, subject to vesting, issued pursuant to the Restricted Stock Award Plan, and 1,700 shares are held in the name of the Kevin J. Bannon IRA for the benefit of Kevin J. Bannon.
- F3The Reporting Person is the indirect beneficial owner of 1,500 shares of Class A Common Stock, of which 500 shares are owned by the Katherine E. Bannon 2001 Revocable Trust dated 10/22/01, for the benefit of Katherine E. Bannon, Mr. Bannon's daughter, and 1,000 shares are owned by the Trust established under the will of Nathan B. Epstein for the benefit of Susan E. Bannon, Mr. Bannon's wife, et ano. Mr. Bannon is co-trustee of each of the above-mentioned trusts.