SEC Form 4 · accession 0001140361-17-000766
URSTADT BIDDLE PROPERTIES INC · UBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine U Biddle
Director · 10% Owner
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 4, 2017 | A | 100,000 | $0.00 | A | 2,273,338 | I | See footnote |
| Common StockF4 | Jan 4, 2017 | A | 1,050 | $0.00 | A | 32,312 | D | |
| Common StockF5 | holding | — | — | — | 294,673 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 284,240 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 5,163 | I | See footnote | |
| Common StockF8 | holding | — | — | — | 1,070 | I | See footnote | |
| Common StockF9 | holding | — | — | — | 21,000 | I | See footnote | |
| Common StockF10 | holding | — | — | — | 2,267 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 4, 2017, the Issuer entered into an agreement with Willing L. Biddle, spouse of Catherine U. Biddle (the "Reporting Person"), whereby Mr. Biddle was granted a restricted stock award of 100,000 shares of Common Stock pursuant to the Issuer's Amended and Restated Restricted Stock Award Plan (the "Restricted Stock Award Plan").
- F10Shares held by Excess Benefit and Deferred Compensation Plan of 2005, of which Willing L. Biddle is a participant.
- F2Shares held by Willing L. Biddle, spouse of the Reporting Person, of which 990,000 are restricted shares issued to Mr. Biddle pursuant to the Company's Restricted Stock Award Plan. On January 3, 2017, restrictions applicable to a previously reported grant of 60,000 shares of Common Stock lapsed, resulting in Mr. Biddle becoming fully vested in such shares.
- F3On January 4, 2017, the Issuer entered into an agreement with the Reporting Person, whereby the Reporting Person was granted a restricted stock award of 1,050 shares of Common Stock pursuant to the Restricted Stock Award Plan.
- F4Shares held by the Reporting Person, of which 4,100 are restricted shares issued to the Reporting Person pursuant to the Issuer's Restricted Stock Award Plan.
- F5Shares held by Catherine U. Biddle 2012 Dynasty Trust.
- F6Shares held by Willing L. Biddle 2012 Dynasty Trust.
- F7Shares held by Willing L. Biddle Inherited IRA.
- F8Shares held by Charles Biddle Trust.
- F9Shares held by Trust UW PTB Art 4.1.