SEC Form 4 · accession 0001140361-16-046627
URSTADT BIDDLE PROPERTIES INC · UBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine U Biddle
Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Dec 31, 2015 | J | 392 | $0.00 | D | 2,700,996 | I | See footnote |
| Common StockF5 | Dec 31, 2015 | J | 392 | $0.00 | A | 2,701,388 | I | See footnote |
| Common StockF5 | Jan 4, 2016 | J | 100,000 | $0.00 | A | 2,801,388 | I | See footnote |
| Common StockF4,F5 | Jan 4, 2016 | J | 1,050 | $0.00 | A | 2,802,438 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 31, 2015, the Trust Established Under the Urstadt Biddle Properties Inc. Excess Benefit and Deferred Compensation Plan of 2005 ("Compensation Plan Trust") made a required distribution of 392 shares of Common Stock to Willing L. Biddle, the Reporting Person's husband, and an officer and director of the Issuer. This resulted in no change in the number of shares beneficially owned by Mr. Biddle or the Reporting Person.
- F2On January 4, 2016, the Issuer entered into an agreement with Willing L. Biddle whereby Mr. Biddle was granted a restricted stock award of 100,000 shares of Common Stock pursuant to the Issuer's Amended and Restated Restricted Stock Award Plan (the "Restricted Stock Award Plan").
- F3On January 4, 2016 the Issuer entered into an agreement with the Reporting Person, whereby the Reporting Person was granted a restricted stock award of 1,050 shares of Common Stock pursuant to the Restricted Stock Award Plan.
- F4This figure includes 950,000 restricted shares of Common Stock issued to Mr. Biddle and 3,050 restricted shares of Common Stock issued to Mrs. Biddle pursuant to the Restricted Stock Award Plan. On January 3, 2016, restrictions applicable to a previously reported grant to Mr. Biddle of 100,000 restricted shares of Common Stock lapsed, resulting in Mr. Biddle becoming fully vested in such shares. This resulted in no change in the number of shares beneficially owned by Mr. Biddle or the Reporting Person.
- F5See Exhibit 99.1