SEC Form 4 · accession 0001140361-15-000199
URSTADT BIDDLE PROPERTIES INC · UBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin j Bannon
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 9:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Jan 2, 2015 | J | 1,000 | $0.00 | A | 25,400 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 2, 2015, the Issuer entered into an agreement with Kevin J. Bannon (the "Reporting Person") whereby the Reporting Person was granted a restricted stock award of 1,000 shares of Class A Common Stock pursuant to the Issuer's Amended and Restated Restricted Stock Award Plan (the "Restricted Stock Award Plan").
- F2This figure includes 4,850 restricted shares of Class A Common Stock issued pursuant to the Restricted Stock Award Plan. On January 4, 2015, restrictions applicable to a previously reported grant of 950 shares of Class A Common Stock lapsed, resulting in the Reporting Person becoming fully vested in such shares. This resulted in no change in the number of shares beneficially owned by the Reporting Person.
- F3The Reporting Person is the direct beneficial owner of 21,700 shares of Class A Common Stock, which includes the 4,850 restricted shares of Class A Common Stock referenced in Footnote (2). Additionally, he is the indirect beneficial owner of 3,700 shares of Class A Common Stock, of which 1,700 shares are held in the name of the Kevin J. Bannon IRA for the benefit of Kevin J. Bannon, 500 shares are owned by the Michael E. Bannon 2000 Revocable Trust dated 08/17/00 for the benefit of Michael E. Bannon, Mr. Bannon's son, 500 shares are owned by the Katherine E. Bannon 2001 Revocable Trust dated 10/22/01, for the benefit of Katherine E. Bannon, Mr. Bannon's daughter, and 1,000 shares are owned by the Trust established under the will of Nathan B. Epstein for the benefit of Susan E. Bannon, Mr. Bannon's wife, et ano. Mr. Bannon is co-trustee of each of the above-mentioned trusts.