SEC Form 4 · accession 0001209191-16-106639
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Kleinman
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | P | 6,597 | $5.46 | A | 19,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock OptionF1 | $6.42 | Mar 3, 2016 | A | 2,000 | A | Mar 3, 2017 | Mar 3, 2026 | Common Stock | 2,000 | 27,000 | D |
| Non-employee Director Stock OptionF1 | $6.42 | Mar 3, 2016 | A | 500 | A | Mar 3, 2017 | Mar 3, 2026 | Common Stock | 500 | 27,500 | D |
Explanation of responses
- F1N/A